工商银行运城分行根植内控理念推进合规文化建设

Yuncheng branch commercial bank internal control concept grounding promote compliance culture construction

Since this year, and the industry and commerce bank branch in yuncheng to strengthen the prevention consciousness guidance, the publicity of compliance concept, deepen the code of conduct education, vigorously promotes the typical case interpretation, effectively promoting the compliance culture construction.

A, strengthen the consciousness of prevention guide, corrective employee wrong thinking. The bank from the external environment, internal control two aspects, the thorough analysis of the current internal control case prevent in the face of the situation and challenges, and guide all overcome case locking solution mood, corrective employee ideological deviation and error recognition.

Second, the publicity of compliance idea, builds the good work atmosphere. The bank actively promote a "compliance to create value, compliance to promote quality" and "illegal SunRenHaiJi", "decision in accordance with the procedures, tube people rely on system, according to the work process" compliance philosophy, in full and to create a good atmosphere of compliance management.

Third, deepen the code of conduct education, take strict precautions against the risk of professional ethics. The bank in all and continue to promote staff code of conduct education theme activities, and the code of conduct as a new employee mount guard, old staff who transfer and staff job promotion and the important content of the training, strengthen and standardize the operation and the whole staff compliance operation consciousness.

Four, vigorously promotes the typical case analysis, enhance the education prevention effect. The bank supervision departments and the bank at the next higher level of issued by the financial details of a case report of the case to carried on the earnest analysis, combined with the actual, improve internal control management measures, and will be sent to all relevant cases and zohar, urged manages branch warning, draw lessons, and prevent similar case occurrence.